Risk Assessment Survey - United Way of East Central Iowa

Agency Name*

Contact Email*

Fiscal Year*

Are agency's most current by-laws on file at UWECI?*

Yes
No

Date of last amendment?*

Does the agency have a board approved policy on ethics?*

Yes
No

Date of last board review?*

Does the agency have Directors and Officers Liability Insurance?*

Yes
No

Does the agency have liability insurance?*

Yes
No

Does the board review the agency's insurance coverage?*

Yes
No

Date of last review?*

Legal Regulations: Is the agency aware of any issues of noncompliance with any applicable legal, local, state, and federal regulations?*

Yes
No

Licensure/Accreditation: The organization and applicable programs meet all local, state, and federal applicable licensure/accreditation requirements.*

Yes
No

Is the agency aware of current/pending litigation that may interfere with its ability to provide services?*

Yes
No

What is the agency's board meeting schedule?*

Does the agency keep board minutes on file?*

Yes
No

How often does the board review and approve financials?*

How often does the board conduct a formal evaluation of the CEO's performance?*

Does the board evaluate itself?*

Yes
No

How often?*

Does the agency have a business continuity plan?*

Yes
No

Does the agency have a strategic plan?*

Yes
No

When was it completed?*

What years does it cover?*

How often do you update the plan?*

Do all board members receive oral and written instruction regarding the organization's governing documents, finances, program activities, and governing policies and practices?*

Yes
No

When and how often?*

Does the agency have cash reserves?*

Yes
No

Does the agency have a goal for the amount of reserves it will maintain?

Yes
No

Does the agency have a cash reserve policy?

Yes
No

Does your organization file a 990 EZ?*

Yes
No

Does the board have a conflict of interest policy and reinforce it?

Yes
No

Does the board have a compensation review practice in place for the agency's CEO?

Yes
No

Does the board have a separate audit committee?

Yes
No